| Topic Serial # |
Content |
Case Law |
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PREAMBLE
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| 0 |
PREAMBLE
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CHAPTER I
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PRELIMINARY
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| 1 |
Short title and commencement
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| 2 |
Definitions
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CHAPTER II
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REGULATION OF THE BUSINESS OF INVESTMENT COMPANIES
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| 3 |
No investment company to commence business without registration
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| 4 |
Eligibility for registration
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| 5 |
Registration
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| 6 |
Investment policy and diversification
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| 7 |
Sale of securities and cost thereof
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| 8 |
Prohibitions
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| 9 |
Transactions with directors, etc
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| 10 |
Appointment of investment adviser
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| 11 |
Remuneration payable to investment adviser
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| 12 |
Power of the Authority to give certain directions
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| 13 |
Amount distributable to shareholders
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| 14 |
Publication of portfolio securities
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| 15 |
Custody of securities
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| 16 |
Maintenance of books of account and other documents
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| 17 |
Periodical reports to shareholders, etc
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CHAPTER III
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REGULATION OF THE BUSINESS OF INVESTMENT ADVISERS
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| 18 |
No person to commence business without registration
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| 19 |
Eligibility for registration
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| 20 |
Registration
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| 21 |
Maintenance of books of accounts, etc
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| 22 |
Submission of annual report to Authority
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| 23 |
Enquiry
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| 24 |
Cancellation of registration
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