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Case Law |
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PREAMBLE
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| 0 |
PREAMBLE
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CHAPTER - I
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GENERAL
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| 1 |
Short title and commencement
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| 2 |
Definitions
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PART-I
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GENERAL
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| 3 |
Minimum equity requirement
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| 4 |
Limit on aggregate liabilities of an NBFC aggregate
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| 5 |
Internal audit
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| 6 |
Submission of information/data/ statistical returns
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| 7 |
Code of conduct
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| 8 |
Prevention of NBFCs involvement in money laundering and other illegal trades
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| 9 |
Procedure for prior approval for appointment of directors and chief executives
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| 10 |
Fees applicable to an NBFC
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PART – II
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| 11 |
Allocation of Assets in case of Multiple Licensing
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| 12 |
Permission to issue of Certificates of Deposit by an NBFC licenced to provide leasing or investment finance services or housing finance services
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| 13 |
Other Sources of raising Funds
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| 14 |
Creation and building up of reserve
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| 15 |
Maximum Exposure of NBFC to a single person and Group
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| 16 |
Limit on clean placements
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| 17 |
Restrictions on certain types of transactions
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| 18 |
Consumer financing by an NBFC licenced to provide leasing or investment finance services
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| 19 |
Minimum conditions for grant of financing facilities
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| 20 |
Margin against facilities
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| 21 |
Linkage between a equity of a borrower and total exposure from financial institutions
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| 22 |
Financial indicators of the borrowers
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| 23 |
Classification and Provisioning for non-performing assets
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| 24 |
Reversal of Provision
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| 25 |
Overdue, default and recovery thereof
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| 26 |
Terms and conditions for undertaking leasing business
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| 27 |
Terms and conditions for undertaking investment finance services
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| 28 |
Total investment in equities
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| 29 |
Total investment in reverse repo and Continuous Funding System (“CFS” or by whatever name referred) in capital market
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| 30 |
Underwriting commitments
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| 31 |
Conditions for margin loans
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| 32 |
Managing discretionary and non-discretionary client portfolio
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| 33 |
Terms and conditions for undertaking housing finance services
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Part III
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| 34 |
Terms and conditions for operating as a venture capital company
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| 35 |
Private placement
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| 36 |
Placement memorandum
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| 37 |
Eligibility conditions of a venture capital fund
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| 38 |
Condition for registration
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| 39 |
Terms and conditions of operation
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| 40 |
Suspension of registration
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| 41 |
Private placement
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| 42 |
Enquiry
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| 43 |
Cancellation of registration
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PART IV
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| 45 |
Terms and conditions to undertake asset management services
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| 46 |
Obligations of an NBFC licensed to operate as an asset management company
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| 47 |
Regulation of the business of investment companies
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| 48 |
Eligibility for registration
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| 49 |
Registration
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| 50 |
Appointment of investment adviser
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| 51 |
Custody of assets
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| 52 |
Conditions applicable to custodian
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| 53 |
Maintenance of books of accounts and other documents
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| 54 |
Periodical reports to shareholders, etc
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| 55 |
Appointment of auditor
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| 56 |
Appointment of trustee
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| 57 |
Conditions applicable to trustee
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| 58 |
Obligations of trustee of the open-end or closed-end scheme.- A trustee shall
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| 59 |
Retirement or removal of trustee
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| 60 |
Trustee and the asset management company to be independent
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| 61 |
Registration of open-end or closed-end scheme
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| 62 |
Cancellation of registration and winding-up of open-end or closed-end scheme
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| 63 |
Invitation to invest and advertisements
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| 64 |
Investment policy and diversification
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| 65 |
Sale of securities and cost thereof
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| 66 |
Pricing, issue and redemption of units
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| 67 |
Limitations and prohibitions
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| 68 |
Transactions with connected person
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| 69 |
Expenses Chargeable to Collective Investment Schemes
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| 70 |
Remuneration payable to asset management company or investment adviser
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| 71 |
Annual fee
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| 72 |
Amount distributable to shareholders
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| 73 |
Publication of net asset value of closed-end fund
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| 74 |
Managing discretionary accounts.- Managing discretionary and non-discretionary client portfolio
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| 75 |
Conversion or cancellation or winding-up of closed-end fund
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| 76 |
Relaxation and modification of regulations
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